Regulatory Roadmap II: 3LoD

24 March 2021,  12pm (GMT) 

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Overview

The three lines of defence is a risk governance framework that splits responsibility for operational risk management across three functions, with individuals in the first line owning and managing risk directly, and their colleagues in compliance and internal audit reassuring senior management that all required policies and procedures are being adhered to.

In this session, UK Finance‚Äôs Simon Hills chairs an outstanding panel featuring Laura Padovani, Chief Compliance Officer at Barclays, Nassos Oikonomopoulos, Chief Control Officer at HSBC, Nick Curle, Chief Audit Executive at NatWest Group and Francis Nicholson, Vice President Global Institute of Internal Auditors, as well as Sandy Kumar and Mark Carawan from Grant Thornton, to discuss the latest updates in how firms assess 3LoD.

Presenters

Presenter
Simon Hills
Director, Prudential Policy
UK Finance
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Presenter
Sandy Kumar
Partner, Global Head of Financial Services and Business Risk Services
Grant Thornton
View Biography
Presenter
Mark Carawan
Chair, Financial Services, Business Risk Services
Grant Thornton
View Biography
Presenter
Laura Padovani
Chief Compliance Officer
Barclays Bank
Presenter
Nick Curle
Chief Audit Executive
NatWest Group
Presenter
Francis Nicholson
Vice President
Global Institute of Internal Auditors
Presenter
Nassos Oikonomopoulos
Chief Control Officer
HSBC